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Network Working Group                                       G. Camarillo
Request for Comments: 5363                                      Ericsson
Category: Standards Track                                     A.B. Roach
                                                            October 2008

               Framework and Security Considerations for
          Session Initiation Protocol (SIP) URI-List Services

Status of This Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.


   This document describes the need for SIP URI-list services and
   provides requirements for their invocation.  Additionally, it defines
   a framework for SIP URI-list services, which includes security
   considerations applicable to these services.

Table of Contents

   1. Introduction ....................................................2
   2. Terminology .....................................................2
   3. Requirements ....................................................2
      3.1. Requirements for URI-List Services Using
           Request-Contained Lists ....................................3
      3.2. General Requirements for URI-List Services .................3
   4. Framework .......................................................3
      4.1. Carrying URI Lists in SIP ..................................3
      4.2. Processing of URI Lists ....................................4
      4.3. Results ....................................................5
   5. Security Considerations .........................................5
      5.1. List Integrity and Confidentiality .........................5
      5.2. Amplification Attacks ......................................5
      5.3. General Issues .............................................7
   6. IANA Considerations .............................................7
   7. Acknowledgements ................................................8
   8. References ......................................................8
      8.1. Normative References .......................................8
      8.2. Informative References .....................................8

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1.  Introduction

   Some applications require that, at a given moment, a SIP [RFC3261] UA
   (User Agent) performs a similar transaction with a number of remote
   UAs.  For example, an instant messaging application that needs to
   send a particular message (e.g., "Hello folks") to n receivers needs
   to send n MESSAGE requests; one to each receiver.

   When the transaction that needs to be repeated consists of a large
   request, or when the number of recipients is high, or both, the
   access network of the UA needs to carry a considerable amount of
   traffic.  Completing all the transactions on a low-bandwidth access
   would require a long time.  This is unacceptable for a number of

   A solution to this problem consists of introducing URI-list services
   in the network.  The task of a SIP URI-list service is to receive a
   request that contains or references a URI list (i.e., a list of one
   or more URIs) and send a number of similar requests to the
   destinations in this list.  Once the requests are sent, the URI-list
   service typically informs the UA about their status.  Effectively,
   the URI-list service behaves as a B2BUA (Back-to-Back-User-Agent).

   A given URI-list service can take as an input a URI list contained in
   the SIP request sent by the client or an external URI list (e.g., the
   Request-URI is a SIP URI that is associated with a URI list at the
   server).  External URI lists are typically set up using out-of-band
   mechanisms (e.g., XML Configuration Access Protocol (XCAP)
   [RFC4825]).  An example of a URI-list service for SUBSCRIBE requests
   that uses stored URI lists is described in [RFC4662].

   The remainder of this document provides requirements and a framework
   for URI-list services using request-contained URI lists, external URI
   lists, or both.

2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in [RFC2119].

3.  Requirements

   Section 3.1 discusses requirements that only apply to URI-list
   services that use request-contained lists, and Section 3.2 discusses
   requirements that also apply to services using external lists.

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3.1.  Requirements for URI-List Services Using Request-Contained Lists

   REQ 1:  The URI-list service invocation mechanism MUST allow the
           invoker to provide a list of destination URIs to the URI-list

   REQ 2:  The invocation mechanism SHOULD NOT require more than one

3.2.  General Requirements for URI-List Services

   GEN 1:  A URI-list service MAY include services beyond sending
           requests to the URIs in the URI list.  That is, URI-list
           services can be modeled as application servers.  For example,
           a URI-list service handling INVITE requests may behave as a
           conference server and perform media mixing for all the

   GEN 2:  The interpretation of the meaning of the URI list sent by the
           invoker MUST be at the discretion of the application to which
           the list is sent.

   GEN 3:  It MUST be possible for the invoker to find out about the
           result of the operations performed by the URI-list service
           with the URI list.  An invoker may, for instance, be
           interested in the status of the transactions initiated by the
           URI-list service.

   GEN 4:  URI-list services MUST NOT send requests to any destination
           without authenticating the invoker.

4.  Framework

   This framework is not restricted to application servers that only
   provide request fan-out services.  Per GEN 1, this framework also
   deals with application servers that provide a particular service that
   includes a request fan-out (e.g., a conference server that INVITEs
   several participants that are chosen by a user agent).

4.1.  Carrying URI Lists in SIP

   The requirements related to URI-list services that use request-
   contained lists identify the need for a mechanism to provide a SIP
   URI-list service with a URI list in a single transaction.  We define
   a new disposition type [RFC2183] for the Content-Disposition header
   field: recipient-list.  Both requests and responses MAY carry

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   recipient-list bodies.  Bodies whose disposition type is recipient-
   list carry a list of URIs that contains the final recipients of the
   requests to be generated by a URI-list service.

   The default format for recipient-list bodies is service specific.
   So, URI-list services specifications MUST specify a default format
   for recipient-list bodies used within a particular service.  In any
   case, clients SHOULD NOT include any particular URI more than once in
   a given URI list.

   A UA server receiving a request with more than one recipient-list
   body parts (e.g., each body part using a different URI-list format)
   MUST behave as if it had received a single URI list that contains all
   the URIs present in the different body parts.

   A UA server receiving a recipient-list URI list that contains a URI
   more than once MUST behave as if that URI appeared in the URI list
   only once.  The UA server uses the comparison rules specific to the
   URI scheme of each of the URIs in the URI list to determine if there
   is any URI that appears more than once.  Additionally, Section 4 of
   "Extensible Markup Language (XML) Format Extension for Representing
   Copy Control Attributes in Resource Lists" [RFC5364] discusses cases
   where duplicated URI entries are tagged with different values of the
   'copyControl' attribute.  Naturally, URI-list services using the
   'copyControl' attribute defined in [RFC5364] need to follow the
   recommendations in [RFC5364] with respect to avoiding sending
   duplicated requests.

   The way a UA server interprets a URI list that it has received is
   service specific, as described in Section 4.2.

4.2.  Processing of URI Lists

   According to GEN 1 and GEN 2, URI-list services can behave as
   application servers.  That is, taking a URI list as an input, they
   can provide arbitrary services.  So, the interpretation of the URI
   list by the server depends on the service to be provided.  For
   example, for a conference server, the URIs in the list may identify
   the initial set of participants.  On the other hand, for a server
   dealing with MESSAGEs, the URIs in the list may identify the
   recipients of an instant message.

   At the SIP level, this implies that the behavior of application
   servers receiving requests with URI lists SHOULD be specified on a
   per-service basis.  Examples of such specifications are [RFC5366] for
   INVITE, [RFC5365] for MESSAGE, and [RFC5367] for SUBSCRIBE.

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4.3.  Results

   According to GEN 3, user agents should have a way to obtain
   information about the operations performed by the application server.
   Since these operations are service specific, the way user agents are
   kept informed is also service specific.  For example, a user agent
   establishing an ad hoc conference with an INVITE with a URI list may
   discover which participants were successfully brought into the
   conference by using the conference package [RFC4575].

5.  Security Considerations

   Security plays an important role in the implementation of any URI-
   list service.  In fact, it is the most important common area across
   all types of URI-list services.

   By definition, a URI-list service takes one request in and sends a
   potentially large number of them out.  Attackers may attempt to use
   URI-list services as traffic amplifiers to launch DoS (denial-of-
   service) attacks.  This section provides guidelines to avoid these

5.1.  List Integrity and Confidentiality

   Attackers may attempt to modify URI lists sent from clients to
   servers.  This would cause a different behavior at the server than
   expected by the client (e.g., requests being sent to different
   recipients than the ones specified by the client).  To prevent this
   attack, clients SHOULD integrity protect URI lists using end-to-end
   mechanisms such as S/MIME or, if not available, hop-by-hop mechanisms
   such as TLS.  Both S/MIME and TLS can also provide URI-list
   confidentiality if needed.

5.2.  Amplification Attacks

   URI-list services take a request in and send a potentially large
   number of them out.  Given that URI-list services are typically
   implemented on top of powerful servers with high-bandwidth access
   links, we should be careful to keep attackers from using them as
   amplification tools to launch DoS attacks.

   Attackers may attempt to send a URI list containing URIs whose host
   parts route to the victims of the DoS attack.  These victims do not
   need to be SIP nodes; they can be non-SIP endpoints or even routers.
   If this attack is successful, the result is that an attacker can
   flood a set of nodes, or a single node, with traffic without needing
   to generate a high volume of traffic itself.

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      In any case, note that this problem is not specific to SIP URI-
      list services; it also appears in scenarios that relate to
      multihoming where a server needs to contact a set of IP addresses
      provided by a client.

   There are several measures that need to be taken to prevent this type
   of attack.  The first one is keeping unauthorized users from using
   URI-list services.  So, URI-list services MUST NOT perform any
   request explosion for an unauthorized user.  URI-list services MUST
   authenticate users and check whether they are authorized to request
   the service before performing any request fan-out.

   Note that the risk of this attack also exists when a client uses
   stored URI lists.  Application servers MUST use authentication and
   authorization mechanisms with equivalent security properties when
   dealing with stored and request-contained URI lists.

   Even though the previous rule keeps unauthorized users from using
   URI-list services, authorized users may still launch attacks using
   these services.  To prevent these attacks, we introduce the concept
   of opt-in lists.  That is, URI-list services should not allow a
   client to place a user (identified by his or her URI) in a URI list
   unless the user has previously agreed to be placed in such a URI
   list.  So, URI-list services MUST NOT send a request to a destination
   that has not agreed to receive requests from the URI-list service
   beforehand.  Users can agree to receive requests from a URI-list
   service in several ways, such as filling a web page, sending an
   email, signing a contract, or using "A Framework for Consent-Based
   Communications in the Session Initiation Protocol (SIP)" [RFC5360],
   whose requirements are discussed in [RFC4453].  Additionally, users
   MUST be able to further describe the requests they are willing to
   receive.  For example, a user may only want to receive requests from
   a particular URI-list service on behalf of a particular user.
   Effectively, these rules make URI lists that used by URI-list
   services into opt-in lists.

   When a URI-list service receives a request with a URI list from a
   client, the URI-list service checks whether all the destinations have
   agreed beforehand to receive requests from the service on behalf of
   this client.  If the URI list has permission to send requests to all
   of the targets in the request, it does so.  If not, it does not send
   any request at all.

   The Framework for Consent-Based Communications in SIP [RFC5360]
   specifies a means for the URI-list service to inform the client that
   some permissions were missing and how to request them.

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      Note that the mechanism used to obtain permissions should not
      create opportunities to launch DoS amplification attacks.  These
      attacks would be possible if, for instance, the URI-list service
      automatically contacted the full set of targets for which it did
      not have permissions in order to request permissions.  The URI-
      list service would be receiving one SIP request and sending out a
      number of authorization request messages.  The Framework for
      Consent-Based Communications in SIP [RFC5360] avoids this type of
      attack by having the client generate roughly the same amount of
      traffic towards the URI-list service as the service generates
      towards the destinations.

   In order to have an interoperable way to meet the requirements
   related to opt-in lists described in this section, URI-list services
   MUST implement and SHOULD use "A Framework for Consent-Based
   Communications in SIP" [RFC5360].

5.3.  General Issues

   URI-list services MAY have policies that limit the number of URIs in
   the lists they accept, as a very long list could be used in a
   denial-of-service attack to place a large burden on the URI-list
   service to send a large number of SIP requests.

   A URI-list service generates a set of requests from a URI list.
   Section 19.1.5 of [RFC3261] provides recommendations that need to be
   taken into consideration when forming a request from a URI.
   Naturally, those recommendations apply to all SIP URI-list services.

   The general requirement GEN 4, which states that URI-list services
   need to authenticate their clients, and the previous rules apply to
   URI-list services in general.  In addition, specifications dealing
   with individual methods MUST describe the security issues that relate
   to each particular method.

6.  IANA Considerations

   This document defines a new Content-Disposition header field
   disposition type (recipient-list) in Section 4.1.  This value has
   been registered in the IANA registry for Mail Content Disposition
   Values and Parameters with the following description:

   recipient-list    The body includes a list of URIs to which URI-list
                     services are to be applied.

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7.  Acknowledgements

   Duncan Mills and Miguel A. Garcia-Martin supported the idea of 1 to n
   MESSAGE requests.  Jon Peterson, Dean Willis, and Jonathan Rosenberg
   provided useful comments.

8.  References

8.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2183]  Troost, R., Dorner, S., and K. Moore, "Communicating
              Presentation Information in Internet Messages: The
              Content-Disposition Header Field", RFC 2183, August 1997.

   [RFC3261]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
              A., Peterson, J., Sparks, R., Handley, M., and E.
              Schooler, "SIP: Session Initiation Protocol", RFC 3261,
              June 2002.

   [RFC5360]  Rosenberg, J., Camarillo, G., Ed., and D. Willis, "A
              Framework for Consent-Based Communications in the Session
              Initiation Protocol (SIP)", RFC 5360, October 2008.

8.2.  Informative References

   [RFC4453]  Rosenberg, J., Camarillo, G., and D. Willis, "Requirements
              for Consent-Based Communications in the Session Initiation
              Protocol (SIP)", RFC 4453, April 2006.

   [RFC4575]  Rosenberg, J., Schulzrinne, H., and O. Levin, "A Session
              Initiation Protocol (SIP) Event Package for Conference
              State", RFC 4575, August 2006.

   [RFC4662]  Roach, A.B., Campbell, B., and J. Rosenberg, "A Session
              Initiation Protocol (SIP) Event Notification Extension for
              Resource Lists", RFC 4662, August 2006.

   [RFC4825]  Rosenberg, J., "The Extensible Markup Language (XML)
              Configuration Access Protocol (XCAP)", RFC 4825, May 2007.

   [RFC5364]  Garcia-Martin, M. and G. Camarillo, "Extensible Markup
              Language (XML) Format Extension for Representing Copy
              Control Attributes in Resource Lists", RFC 5364, October

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   [RFC5365]  Garcia-Martin, M. and G. Camarillo, "Multiple-Recipient
              MESSAGE Requests in the Session Initiation Protocol
              (SIP)", RFC 5365, October 2008.

   [RFC5366]  Camarillo, G. and A. Johnston, "Conference Establishment
              Using Request-Contained Lists in the Session Initiation
              Protocol (SIP)", RFC 5366, October 2008.

   [RFC5367]  Camarillo, G., Roach, A.B., and O. Levin, "Subscriptions
              to Request-Contained Resource Lists in the Session
              Initiation  Protocol (SIP)", RFC 5367, October 2008.

Authors' Addresses

   Gonzalo Camarillo
   Hirsalantie 11
   Jorvas  02420

   EMail: Gonzalo.Camarillo@ericsson.com

   Adam Roach
   17210 Campbell Rd Ste 250
   Dallas, TX  75252

   EMail: Adam.Roach@tekelec.com

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RFC 5363          Framework for SIP URI-List Services       October 2008

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