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Network Working Group                                        K. Carlberg
Request for Comments: 3689                                           UCL
Category: Informational                                      R. Atkinson
                                                        Extreme Networks
                                                           February 2004

                        General Requirements for
               Emergency Telecommunication Service (ETS)

Status of this Memo

   This memo provides information for the Internet community.  It does
   not specify an Internet standard of any kind.  Distribution of this
   memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (2004).  All Rights Reserved.


   This document presents a list of general requirements in support of
   Emergency Telecommunications Service (ETS).  Solutions to these
   requirements are not presented in this document.  Additional
   requirements pertaining to specific applications, or types of
   applications, are to be specified in separate document(s).

1.  Introduction

   Effective telecommunications capabilities can be imperative to
   facilitate immediate recovery operations for serious disaster events,
   such as, hurricanes, floods, earthquakes, and terrorist attacks.
   Disasters can happen any time, any place, unexpectedly.  Quick
   response for recovery operations requires immediate access to any
   public telecommunications capabilities at hand.  These capabilities
   include:  conventional telephone, cellular phones, and Internet
   access via online terminals, IP telephones, and wireless PDAs.  The
   commercial telecommunications infrastructure is rapidly evolving to
   Internet-based technology.  Therefore, the Internet community needs
   to consider how it can best support emergency management and recovery

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in BCP 14, RFC 2119 [1].

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RFC 3689                ETS General Requirements           February 2004

1.1.  Terminology

      The term label has been used for a number of years in various IETF
      protocols.  It is simply an identifier.  It can be manifested in
      the form of a numeric, alphanumeric value, or a specific bit
      pattern, within a field of a packet header.  The exact form is
      dependent on the protocol in which it is used.

      An example of a label can be found in RFC 3031; the Multiprotocol
      Label Switching Architecture.  Another example can be found in RFC
      2597 (and updated by RFC 3260); a bit pattern for the Assured
      Forwarding PHB group.  This latter case is a type of label that
      does not involve routing.  Note that specification of labels is
      outside the scope of this document.  Further comments on labels
      are discussed below in section 3.

1.2.  Existing Emergency Related Standards

      The following are standards from other organizations that are
      specifically aimed at supporting emergency communications.  Most
      of these standards specify telephony mechanisms or define
      telephony related labels.

       Standard   / Organization
      1) T1.631   /   ANSI
      2) E.106    /   ITU
      3) F.706    /   ITU
      4) H.460.4  /   ITU
      5) I.255.3  /   ITU

   The first specifies an indicator for SS7 networks that signals the
   need for a High Probability of Completion (HPC) service.  This
   indicator is termed National Security / Emergency Preparedness
   (NS/EP) The T1.631 standard [2] is the basis for the U.S. Government
   Emergency Telecommunications Service (GETS) [7].

   The second standard describes functional capabilities for the Public
   Switched Telephone Network (PSTN) to support International Emergency
   Preparedness System (IEPS) [3].  From the PSTN perspective, one can
   view NS/EP as a standard with national boundaries, while IEPS is an
   extension to international boundaries for telephony.

   The third standard extends IEPS beyond the scope of telephony into
   other forms that encompass multimedia [4].

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RFC 3689                ETS General Requirements           February 2004

   The fourth and fifth standard focuses on a multi-level labeling
   mechanism distinguishing emergency type traffic from that which is
   not.  The former case focuses on call signaling for H.323 networks
   [5], while the latter has been applied for both SS7 [6] and data

   While the above standards are outside the scope of the IETF, they do
   represent existing efforts in the area of emergency communications,
   as opposed to conceptual of potential possibilities.  They act as
   example manifestations of Emergency Telecommunications Service (ETS).

1.3.  Problem

   One problem faced by the IEPREP working group entails how, and to
   what degree, support for these standards are to be realized within
   the Internet architecture and the existing suite of IETF standards
   and associated working groups.  This support could be in the form of
   interoperability with corresponding IETF protocols.

   A subsequent problem is to ensure that requirements associated with
   potential support is not focused just on IP telephony applications.
   The I-Am-Alive (IAA) database system is an example of an ETS type
   application used in Japan that supports both signaled and non-
   signaled access by users [10].  It is a distributed database system
   that provides registration, querying, and reply primitives to
   participants during times of an emergency (e.g., an earthquake) so
   that others can make an after-the-event determination about the
   status of a person.  In this case, a separate signaling protocol like
   SIP is not always required to establish or maintain a connection.

   Given the case where signaling is optional, requirements and
   subsequent solutions that address these problems must not assume the
   existence of signaling and must be able to support applications that
   only have labels in data packets.  These label(s) may be in various
   places, such as the application or IP header.

2.  Scope

   This document defines a set of general system requirements to achieve
   support for ETS and addressing the problem space presented in Section
   1.3.  In defining these requirements, we consider known systems such
   as GETS and IAA that represent existing manifestations of emergency
   related systems.  These two examples also represent a broad spectrum
   of characteristics that range from signaling & interactive non-
   elastic applications to non-signaled & elastic applications.

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RFC 3689                ETS General Requirements           February 2004

   We stress that ETS, and its associated requirements, is not the only
   means of supporting authorized emergency communications.  It is
   simply an approach influenced by existing systems and standards.

   Solutions to requirements are not defined.  This document does not
   specify protocol enhancements or specifications.  Requirements for
   specific types of applications that go beyond the general set stated
   in section 3 are to be specified in other document(s).  At the
   current writing of this document, [9] has been written for the case
   of IP telephony.

   The current IEPREP charter stipulates that any proposed solution to
   support ETS that responds to the requirements of this document are to
   be developed in other working groups.  We note that other specific
   requirements (like that of IP telephony) may be defined as an
   extension of the general requirements presented in section 3 below.

2.1.  Out of Scope

   While the problem space stated in section 1.3 includes standards
   related to telephony, this document is meant to be broader in scope.
   Hence, emulation of specific architectures, like the PSTN, or focus
   on a specific application is out of scope.  Further, the
   specifications of requirements that are aimed at adhering to
   regulations or laws of governments is also out of the scope of this
   document.  The focus of the IETF and its working groups is technical
   positions that follow the architecture of the Internet.

   Another item that is not in scope of this document is mandating
   acceptance and support of the requirements presented in this
   document.  There is an expectation that business contracts, (e.g.,
   Service Level Agreements), will be used to satisfy those requirements
   that apply to service providers.  Absence of an SLA implies best
   effort service is provided.

3.  General Requirements

   These are general requirements that apply to authorized emergency
   telecommunications service.  The first requirement is presented as a
   conditional one since not all applications use or are reliant on

   1) Signaling

      IF signaling is to be used to convey the state or existence of
      emergency, then signaling mechanism(s) MUST exist to carry
      applicable labels.

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RFC 3689                ETS General Requirements           February 2004

   2) Labels

      Labels may exist in various forms at different layers.  They might
      be carried as part of signaling, and/or as part of the header of a
      data packet.  Labels from different layers are NOT required to be
      the same, but MAY be related to each other.

   3) Policy

      Policy MUST be kept separate from label(s).  This topic has
      generated a fair amount of debate, and so we provide additional
      guidance from the following:

      A set of labels may be defined as being related to each other.
      Characteristics (e.g., drop precedence) may also be attributed to
      these labels.  [11] is an example of a related set of labels based
      on a specific characteristic.

      However, the mechanisms used to achieve a stated characteristic
      MUST NOT be stated in the definition of a label.  Local policy
      determines mechanism(s) used to achieve or support a specific
      characteristic.  This allows for the possibility of different
      mechanisms to achieve the same stated characteristic.

      The interaction between unrelated labels MUST NOT be embedded
      within the definition of a label.  Local policy states the actions
      (if any) to be taken if unrelated labeled traffic merges at a

      Finally, labels may have additional characteristics added to them
      as a result of local policy.

   4) Network Functionality

      Functionality to support a better than best effort SHOULD focus on
      probability versus guarantees.  Probability can be realized in
      terms of reduced probability of packet loss, and/or minimal
      jitter, and/or minimal end-to-end delay.  There is NO requirement
      that a better than best effort functionality MUST exist.  There is
      NO requirement that if a better than best effort functionality
      exists then it must be ubiquitous between end users.

3.1.  General Security Related Requirements

   The following are security related requirements that emerge given the
   requirements 1 through 4 above.

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   5) Authorization

      Authorization is a method of validating that a user or some
      traffic is allowed by policy to use a particular service offering.

      Mechanisms must be implemented so that only authorized users have
      access to emergency telecommunications services.  Any mechanism
      for providing such authorization beyond closed private networks
      SHOULD meet IETF Security Area criterion (e.g., clear-text
      passwords would not generally be acceptable).  Authorization
      protects network resources from excessive use, from abuse, and
      might also support billing and accounting for the offered service.

      Such authorization mechanisms SHOULD be flexible enough to provide
      various levels of restriction and authorization depending on the
      expectations of a particular service or customer.

   6) Integrity & Authentication

      In practice, authentication and integrity for IP based
      communications are generally bound within a single mechanism, even
      though conceptually they are different.  Authentication ensures
      that the user or traffic is who it claims to be.  Integrity offers
      assurance that unauthorized modifications to objects can be

      Authorized emergency traffic needs to have reduced risk of adverse
      impact from denial of service.  This implies a need to ensure
      integrity of the authorized emergency network traffic.  It should
      be noted, though, that mechanisms used to ensure integrity can
      also be subject to Denial of Service attacks.

      Users of emergency network services SHOULD consider deploying
      end-to-end integrity and authentication, rather than relying on
      services that might be offered by any single provider of emergency
      network services.  Users SHOULD also carefully consider which
      application-layer security services might be appropriate to use.

   7) Confidentiality

      Some emergency communications might have a requirement that they
      not be susceptible to interception or viewing by others, due to
      the sensitive and urgent nature of emergency response activities.
      An emergency telecommunications service MAY offer options to
      provide confidentiality for certain authorized user traffic.

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RFC 3689                ETS General Requirements           February 2004

      Consistent with other IETF standards and the Internet
      Architecture, this document recommends that IEPREP users SHOULD
      deploy end-to-end security mechanisms, rather than rely on
      security services that might be offered by a single network
      operator.  IEPREP users SHOULD carefully consider security
      alternatives (e.g., PGP, TLS, IPsec transport-mode) at different
      layers (e.g., Application Layer, Session Layer, Transport Layer)
      of the Internet Architecture before deployment.

4.  Issues

   This section presents issues that arise in considering solutions for
   the requirements that have been defined for ETS.  This section does
   not specify solutions nor is it to be confused with requirements.
   Subsequent documents that articulate a more specific set of
   requirements for a particular service may make a statement about the
   following issues.

   1) Accounting

      Accounting represents a method of tracking actual usage of a
      service.  We assume that the usage of any service better than best
      effort will be tracked and subsequently billed to the user.
      Accounting is not addressed as a general requirement for ETS.
      However, solutions used to realize ETS should not preclude an
      accounting mechanism.

   2) Admission Control

      The requirements of section 3 discuss labels and security.  Those
      developing solutions should understand that the ability labels
      provide to distinguish emergency flows does not create an ability
      to selectively admit flows.  Admission control as it is commonly
      understood in circuit-switched networks is not present in IP-based
      networks, and schemes which presume the ability to selectively
      admit flows when resources are scarce will fail outside of very
      controlled environments.  In cases where emergency related flows
      occur outside of controlled environments, the development of
      technologies based on admission control is not recommended as the
      foundation of emergency services.

   3) Digital Signatures

      Verification of digital signatures is computationally expensive.
      If an operator acts upon a label and hence needs to verify the
      authenticity of the label, then there is a potential denial-of-
      service attack on the entity performing the authentication.  The
      DoS attack works by flooding the entity performing the

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RFC 3689                ETS General Requirements           February 2004

      authentication with invalid (i.e., not authentic) labelled
      information, causing the victim to spend excessive amounts of
      computing resources on signature validation.  Even though the
      invalid information might get discarded after the signature
      validation fails, the adversary has already forced the victim to
      expend significant amounts of computing resource.  Accordingly,
      any system requiring such validation SHOULD define operational and
      protocol measures to reduce the vulnerability to such a DoS

5.  Related Work

   RFC 3487 describes requirements for resource priority mechanisms for
   the Session Initiation Protocol [8].  The requirements specified in
   that RFC pertain to a specific application level protocol.  In
   contrast, the requirements of this document are a generalization that
   are not application specific.  From this blueprint (acting as a
   guideline), more specific requirements may be described in future

6.  Security Considerations

   Security in terms of requirements is discussed sections 3.1 and 4.

7.  References

7.1.  Normative Reference

   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

7.2.  Informative References

   [2]  ANSI, "Signaling System No. 7(SS7) "High Probability of
        Completion (HPC) Network Capability" , ANSI T1.631-1993 (R1999).

   [3]  "Description of an International Emergency Preference Scheme
        (IEPS)", ITU-T Recommendation  E.106 March, 2000.

   [4]  "Description for an International Emergency Multimedia Service",
        ITU Draft Recommendation F.706, February, 2002.

   [5]  "Call Priority Designation for H.323 Calls", ITU Recommendation
        H.460.4, November, 2002.

   [6]  ITU, "Multi-Level Precedence and Preemption Service, ITU,
        Recommendation, I.255.3, July, 1990.

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RFC 3689                ETS General Requirements           February 2004

   [7]  U.S. National Communications System: http://www.ncs.gov

   [8]  Schulzrinne, H., "Requirements for Resource Priority Mechanisms
        for the Session Initiation Protocol (SIP)", RFC 3487, February

   [9]  Carlberg, K. and R. Atkinson, "IP Telephony Requirements for
        Emergency Telecommunications Service", RFC 3690, February 2004.

   [10] Tada, N., et. al., "IAA System (I Am Alive): The Experiences of
        the Internet Disaster Drills", Proceedings of INET-2000, June.

   [11] Heinanen, J., Baker, F., Weiss, W. and J. Wroclawski, "Assured
        Forwarding PHB Group", RFC 2597, June 1999.

8.  Authors' Addresses

   Ken Carlberg
   University College London
   Department of Computer Science
   Gower Street
   London, WC1E 6BT
   United Kingdom

   EMail: k.carlberg@cs.ucl.ac.uk

   Ran Atkinson
   Extreme Networks
   3585 Monroe Street
   Santa Clara, CA
   95051  USA

   EMail: rja@extremenetworks.com

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RFC 3689                ETS General Requirements           February 2004

9.  Full Copyright Statement

   Copyright (C) The Internet Society (2004).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
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   or assist in its implementation may be prepared, copied, published
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   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assignees.

   This document and the information contained herein is provided on an


   Funding for the RFC Editor function is currently provided by the
   Internet Society.

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